
17 CFR § 240.13d-101 - Information to be included in statements …
§ 240.13d-101 Schedule 13D—Information to be included in statements filed pursuant to § 240.13d-1 (a) and amendments thereto filed pursuant to § 240.13d-2 (a).
Schedule 13D: What It Is, How to File, Requirements, Example
Apr 11, 2022 · Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of a voting class of a …
17 CFR § 240.13d-1 - Filing of Schedules 13D and 13G.
(1) Whenever two or more persons are required to file a statement containing the information required by Schedule 13D or Schedule 13G with respect to the same securities, only one statement need be filed: Provided, That:
File Schedule 13D, Schedule 13G, and Corresponding Amendments
Navigate through the sections of the Schedule 13D or Schedule 13G using the left-hand side menu to complete the filing, or by using the “Next” arrow at the bottom of the page. Additional documents, such as Exhibits to a Schedule 13D, may be attached under the Documents section.
Schedule 13D - Wikipedia
Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company.
eCFR :: 17 CFR 240.13d-1 -- Filing of Schedules 13D and 13G.
(1) A person who would otherwise be obligated under paragraph (a) of this section to file a statement on Schedule 13D (§ 240.13d-101) may, in lieu thereof, file with the Commission, a short-form statement on Schedule 13G (§ 240.13d-102), Provided, That:
Schedules 13D and 13G - Investor.gov
When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, they are required to file a Schedule 13D with the SEC.
Exchange Act Sections 13(d) and 13(g), along with Regulation 13D-G, require an investor who beneficially owns more than 5 percent of a covered class of equity securities to publicly file either a Schedule 13D or a Schedule 13G, as applicable.
What Can a Schedule 13D Tell an Investor?
Aug 19, 2022 · A Schedule 13D is a document that must be filed with the Securities and Exchange Commission (SEC) within 10 days of the purchase of more than 5% of the shares of …
Schedule 13D Filing - Overview, Requirements, Shareholders >5%
Feb 10, 2024 · Schedule 13D is a mandatory filing with the SEC whenever an individual or entity acquires over 5% ownership in a publicly traded company, serving as a "beneficial ownership report."