Apr 11, 2022 · Schedule 13D is a form that must be filed with the SEC when a person or group acquires more than 5% of a voting class of a company's shares.

Feb 11, 2025 · Section 13 (d) (6) (A) provides an exemption from the application of Section 13 (d) only in relation to those securities that an issuer acquires through a registered stock-for-stock exchange, such as in a merger where the shares of the …

Log in to the EDGAR Online Forms website and follow these steps. Select either "Schedule 13D” or “Schedule 13G” on the left-hand side menu. On next page, select “Schedule 13D” or, if filing an amendment to a previously filed Schedule 13D, “Amendment to Schedule 13D.”

Aug 19, 2022 · A Schedule 13D is a document that must be filed with the Securities and Exchange Commission (SEC) within 10 days of the purchase of more than 5% of the shares of a public company by an...

When a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act, they are required to file a Schedule 13D with the SEC.

Feb 10, 2024 · Schedule 13D is a mandatory filing with the SEC whenever an individual or entity acquires over 5% ownership in a publicly traded company, serving as a "beneficial ownership report."

(1) Has not acquired the securities with any purpose, or with the effect, of changing or influencing the control of the issuer, or in connection with or as a participant in any transaction having that purpose or effect, including any transaction subject to § 240.13d-3 (b)

Oct 13, 2023 · Sections 13 (d) and 13 (g) of the Securities Exchange Act of 1934, as amended (Exchange Act), require that beneficial owners of more than 5% of a company’s registered class of voting securities report their beneficial ownership on a Schedule 13D or, if …

Schedule 13D is an SEC filing that must be submitted to the US Securities and Exchange Commission within 10 days by anyone who acquires beneficial ownership of more than 5% of any class of publicly traded securities in a public company.

Schedule 13D is a regulatory filing required by the United States Securities and Exchange Commission (SEC) from individuals or groups that acquire more than 5% of a company's publicly traded securities.