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The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general securities representative.

Mar 16, 2023 · Qualifying for a Series 7 license is an extensive process. It requires the candidate to successfully pass the General Securities Representative exam and the Securities Industry Essentials (SIE) exam at minimum. Most states also require a Series 63 license to register as a securities agent.

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In the United States, the Series 7 exam, also known as the General Securities Representative Exam (GSRE), is a test for entry-level registered representatives, that demonstrates competency to buy or sell security products such as corporate securities, municipal securities, options, direct participation programs, investment company products and ...

Aug 15, 2024 · Known formally as the General Securities Representative Qualification Examination, the Series 7 exam and its licensing is administered by the Financial Industry Regulatory Authority...

The Series 7 Exam qualifies those who pass to work as General Securities Representatives. The 260 multiple-choice question exam takes six hours to complete (two sessions, each three hours long). Candidates with a score of 72 or better pass the test. Major job functions covered on the Series 7 Exam include:

Apr 9, 2019 · What is the Series 7 License? Also known as the General Securities Registered Representative license, the Series 7 license is administered by FINRA. FINRA is the governing body that ensures that anyone who sells securities products is qualified and tested.

Apr 12, 2024 · The Series 7 license allows you to sell a broad range of securities. Visit Kaplan Financial Education to learn about getting your Series 7 license.

Oct 11, 2013 · A lot of the material is specific to the Series 7/63 (many holders never use the account opening or state specific investment advisor questions in the rest of their career). A week or two of dedicated study is sufficent to pass the Series 7/63.