Broadstreet Inc. lost its bid to halt an SEC probe into potential fraud and a concurrent enforcement action after a Texas ...

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from January 2025. The US Securities and Exchange Commission (SEC ...

The Securities and Exchange Commission ... on Practical Law.) The SEC regulates the US securities markets through rulemaking, compliance examinations, investigations, and civil enforcement ...

U.S. federal law gives the Securities and Exchange ... enforcement actions, and you might conclude that the agency has a limited toolkit for sanctioning misconduct: censures, penalties ...

The Securities and Exchange Commission sued Elon Musk yesterday over ... failed to disclose it within 10 days as required under US law. "Defendant Elon Musk failed to timely file with the SEC ...

“Whether secondary-market trading of digital assets falls within the federal securities laws is a question ... stay in the U.S. Securities and Exchange Commission’s (SEC) case against Coinbase ...

Ashford should’ve disclosed customer data exposed, SEC said Hospitality company settled without admitting SEC allegations Ashford Inc. agreed to pay more than $115,000 in a US Securities and Exchange ...

TXSE Group Inc., parent company of the proposed Texas Stock Exchange, closed its initial fundraising round at $161 million ...

2025 /PRNewswire/ -- TXSE Group Inc announced today that the Texas Stock Exchange LLC (TXSE) has filed its Form 1 registration with the U.S. Securities and Exchange Commission (SEC). TXSE wordmark ...

With $160 million in funding from Wall Street heavyweights, the startup’s CEO wants to challenge New York as a financial hub.