The Securities and Exchange Commission ... on Practical Law.) The SEC regulates the US securities markets through rulemaking, compliance examinations, investigations, and civil enforcement ...

U.S. federal law gives the Securities and Exchange ... enforcement actions, and you might conclude that the agency has a limited toolkit for sanctioning misconduct: censures, penalties ...

2025 /PRNewswire/ -- TXSE Group Inc announced today that the Texas Stock Exchange LLC (TXSE) has filed its Form 1 registration with the U.S. Securities and Exchange Commission (SEC). TXSE wordmark ...

With $160 million in funding from Wall Street heavyweights, the startup’s CEO wants to challenge New York as a financial hub.

Under the ruling, in a Houston-area case that is set to be reheard, prosecutors must seek permission from the Texas Ethics ...

Company files to become national exchange Also raises $161 million in capital Plans to begin trading in early 2026 Jan 31 (Reuters) - The Texas ... the U.S. Securities & Exchange Commission ...

Dallas-based TXSE Group Inc. announced late Jan. 31 that its subsidiary, Texas Stock Exchange LLC, has filed registration paperwork with the U.S. Securities and Exchange Commission. The move ...

(Reuters) - The Texas Stock Exchange ... operate as a national securities exchange, its parent company said on Friday. The company hopes the U.S. Securities & Exchange Commission will approve ...

The Texas Stock Exchange announced Friday it has filed Form 1 with the U.S. Securities and Exchange Commission, the first step on its journey towards approval as a national stock exchange.