Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay ...

“Wells Fargo Advisors and Merrill Lynch offered bank deposit sweep programs ... a significant financial benefit from advisory client cash in the BDSPs,” the SEC stated. The SEC’s orders ...

BEST PRACTICES A former Merrill Lynch financial advisor team that oversaw $700 million left the company to join Morgan Stanley The Zelin Group joined Morgan Stanley in New York on Jan. 24. The team ...

Merrill Lynch and two Wells Fargo advisory firms have ... Wells Fargo and Merrill “received a significant financial benefit from advisory client cash in the BDSPs,” the regulator said in ...

Background: An auditor at Ernst & Young before becoming a financial advisor, Jeffry Roundy joined his team at Merrill in 1995 ... take a tailored approach to client portfolios, using behavior ...

Bank of America’s wealth management division, which includes Merrill Lynch and the company’s private ... the year with $3.6 trillion in total client balances, including investments, deposits ...

Individual portfolio performance and holdings may differ from information shown due to decisions made by the program sponsor, the size and timing of cash flows and client-specific investment ...

On Friday, the U.S. Securities and Exchange Commission (SEC) said it settled charges against a pair of Wells Fargo affiliates (Wells Fargo Clearing Services LLC and Wells Fargo Advisors Financial ...

The bank recently announced plans to expand it financial center network and completion of a multi-year renovation initiative to modernize its centers to create more spaces for nearly 10 million client ...

The can-do work ethic of the firm's northeast divisional president took him across the country multiple times — and to the ...

Come on Merrill Edge. Give some readily available instructions. Bank of America bought Merrill Lynch in 2008 ... tobacco or firearms companies. Client education: The Merrill Edge site has several ...

Compare two of the top robo-advisors to help manage your portfolio David is a financial content writer in New York City. He specializes in covering insurance, investing, and retirement planning.