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FCA sets out plans to open up bond market to retail investors
The Financial Conduct Authority (FCA) has set out plans to slash “red tape” around the corporate bond market today in a bid to open up the asset class to retail investors and wealth managers.
JD Supra2d
First Circuit Requires But-For Causation for FCA Liability Based on AKS Violations
Key Takeaways - The First Circuit ruled in United States v. Regeneron Pharmaceuticals, Inc., that the government must prove but-for causation ...
FTAdviser17d
FCA: we want to ‘pick up the pace’ in retail space
The Financial Conduct Authority wants to “pick up the pace” in the retail space as it concentrates on its advice guidance boundary review.