Number of FCA complaints about bosses ‘suspiciously’ low
A recent FOI has revealed a "suspiciously" low number of FCA complaints about senior leaders, writes Lucy McNulty.
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FCA sets out plans to open up bond market to retail investors
The Financial Conduct Authority (FCA) has set out plans to slash “red tape” around the corporate bond market today in a bid to open up the asset class to retail investors and wealth managers.
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First Circuit Requires But-For Causation for FCA Liability Based on AKS Violations
Key Takeaways - The First Circuit ruled in United States v. Regeneron Pharmaceuticals, Inc., that the government must prove but-for causation ...
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FCA: we want to ‘pick up the pace’ in retail space
The Financial Conduct Authority wants to “pick up the pace” in the retail space as it concentrates on its advice guidance boundary review.