Naufal Sanaullah agreed to to-be-determined disgorgement And ex-officer agreed to ... as part of resolving a Securities and Exchange Commission enforcement action that says he lied to investors about ...
Texas Attorney General Ken Paxton announced lawsuits against Allstate and its subsidiary, Arity (together, “Allstate”), for ...
The ethics commission of the State Bar of Texas had sued Paxton for making dishonest claims of election fraud in a 2020 ...
Paxton’s win was unsurprising after the state’s top court sided with his deputy in a similar lawsuit last month.
The state bar had sought to sanction Paxton, which could have carried a punishment ranging from a private reprimand to disbarment.
On 14 January 2025, the Securities and Exchange Commission (SEC ... as brokers and provided for nearly US$540,000 in collective disgorgement, prejudgment interest, and civil penalties.
Gov. Gavin Newsom issued an executive order Sunday, Jan. 19, that directs state agencies to help local law enforcement as evacuation orders are lifted and people return to areas affected by the ...
With Republicans taking control of Congress and a new leader to chair the Securities and Exchange Commission, the incoming administration has an opportunity to modernize the securities law framework .
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