The broker-dealer acquisition highlights Plural's commitment to navigating securities regulations. Plural was purpose-built for SEC compliance upon its launch in July 2024 and is building trust with ...

LPL Financial (LPLA) announced that Justin Lotano has joined LPL Financial’s broker-dealer, Registered Investment Advisor (RIA) and custodial ...

While the impact on the broader US stock market was muted, with the S&P 500 down 1.22 percent for the day by closing, the Dow ...

Interactive Brokers has a proven track record of revenue growth, high margins, and a strong balance sheet. See why I rate ...

LPL Financial (LPLA) announced that financial advisor Michael Carmichael, founder of Carmichael Financial, has joined LPL Financial’s ...

Despite significant strategic initiatives, B. Riley Financial Inc (RILY) faces financial hurdles with a reported net loss and ...

BJ's Wholesale Club reported stable Q4 comparable sales growth, above food inflation and grocery peers. See why I downgrade ...

A Bahamian broker/dealer has been placed in Supreme Court-supervised liquidation amid fears it is almost $11m insolvent and unable to fully repay clients what they are owed. Sir Ian Winder, the chief ...

RFC®, CRPS®, founder of Carmichael Financial, to its broker-dealer and RIA platforms. With approximately $190 million in client assets and over 20 years of experience in financial services ...

StraightPath Venture Partners, LLC and PMAC Consulting have recently reached settlements with the US Securities and Exchange Commission ...

Private wealth advisory practice, Highland Wealth Management, recently joined the independent channel of Ameriprise Financial ...