The Register on MSN10d
DARPA asking for ideas on automating money laundering detection
The Pentagon's Defense Advanced Research Projects Agency announced the Anticipatory and Adaptive Anti-Money Laundering (A3ML) ...
AML Incubator Introduces New Services for Fintech Companies to Expand Globally
AML Incubator's new service offering provides FinTech firms with a practical solution to expand into and through Canada without being slowed by compliance complexities. For more information, visit our ...
JD Supra9d
SEC Charges Investment Adviser - Signaling Importance of Accurate Disclosure of AML Procedures
The U.S. Securities & Exchange Commission ("SEC") recently announced settled charges against an investment adviser for misrepresentations ...
planadviser.com8d
FINRA Flags Shortcomings in Firms’ Anti-Money Laundering Efforts
The Financial Industry Regulatory Authority highlighted persistent failures in firms’ anti-money laundering compliance programs in its 2025 annual regulatory oversight report. The report underscored ...
JD Supra11d
SEC Actions Signal Warning to Investment Advisers Over-Promising on AML
Earlier this month, the US Securities and Exchange Commission (SEC) charged a registered investment adviser (RIA) with willfully violating ...
Compliance Week10d
Inside Cyprus’ efforts to stem money laundering and sanctions evasion
The island nation of Cyprus is making its case. Cyprus has long been a hub of financial connections for Russian and Ukrainian oligarchs seeking to avoid western sanctions and anti-money laundering ...
The National Law Review28d
FDIC Enforcement Spotlights Deficiencies in Kansas Bank’s Anti-Money Laundering Program
Under certain state laws, the following statements may be required on this website and we have included them in order to be in full compliance with these rules. The choice of a lawyer or other ...
Compliance Week22d
CJEU ruling adds to GDPR liability over unfair competition, AML/CFT
The judgment also opens doors to civil cases relating to other compliance failings, if a company is seen by competitors to be ignoring expensive or challenging rules, such as those regarding ...
Reuters23d
US state regulators fine Block Inc $80 million for insufficient money laundering controls
The multi-statement settlement would also see the fintech firm bring in an independent consultant to review its Bank Secrecy Act and anti-money laundering ... App's prior compliance program ...