At that time, LJM Chief Risk Officer Arjuna Ariathurai agreed to pay about $250,000 to settle related charges. According to the complaint, LJM made false statements to investors about its use of ...

The SEC and CFTC filed charges against investment management firm LJM and two portfolio managers for misleading investors about the company’s risk management practices. Each agency separately reached ...

One former rep is responsible for more than 80% of the firm’s sales of the defunct LJM Preservation & Growth Fund.