The wrong broker-dealer could have you trying to operate with more friction instead of less. The following list includes five of the top independent broker-dealers for financial advisors by revenue.

How buyside firms are looking to broaden their list of broker-dealers from the old-boy network to include emerging brokers. Kenneth Jackson goes on a few days of speed dating once a year. Don’t worry ...

As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage ...

The broker-dealer industry has undergone significant changes in recent years. These changes span from technological innovations to regulatory adjustments, each introducing its own set of challenges ...

The US Securities and Exchange Commission (SEC) brought a number of significant enforcement proceedings against investment advisers and ...